PhysiologyGastrointestinal and hepaticSwallowing and the LOS

MMed Phase I · Gastrointestinal and hepatic · Lesson 2

Competence is a subtraction
and it can be lost with the tone unchanged.

Estimated study time

About 70 minutes

Plus the time it takes to redraw this lesson’s figures from memory, which is the fastest way to find out what you have not understood.

Why it matters

Where this shows up

This is the physiology behind every rapid sequence induction you will ever do. It is also the physiology that explains why a patient who has fasted correctly can still aspirate, why the drug you reach for at induction makes the problem worse, and why treating reflux successfully tells you nothing at all about whether the barrier is intact.

Learning outcomes

By the end of this lesson you should be able to:

  1. Describe the three phases of swallowing, naming which is voluntary, which nerves carry the afferent and efferent limbs, and where the reflex is coordinated.
  2. List the mechanisms that protect the airway during the pharyngeal phase, and give the duration of deglutition apnoea.
  3. Contrast the upper and lower oesophageal sphincters on structure, innervation, resting pressure and whether each is anatomical or physiological.
  4. Define barrier pressure, state its normal value, and explain why competence can be lost with sphincter tone unchanged.
  5. Classify the factors that alter lower oesophageal sphincter tone as mechanical, neural, hormonal, luminal and state-dependent, and give the direction of each.
  6. Explain transient lower oesophageal sphincter relaxations as normal vagal physiology, and say why they matter more than resting tone in obesity.
  7. Describe the gastrointestinal changes of pregnancy that reduce barrier pressure, and separate the hormonal from the mechanical contribution.
  8. State what anaesthetic agents, neuromuscular blockers and cricoid pressure do to the barrier, including the two drugs that raise tone.

Together these settle one syllabus objective: Swallowing, the oesophageal sphincters, barrier pressure and the physiological factors preventing reflux. Tick it on the Physiology objective list once you can do all of the above without notes.

01

Orientation

Rapid review

Six things this lesson settles, before the detail.
  1. Three phases, one voluntary. Oral (voluntary), pharyngeal (involuntary), oesophageal (involuntary). The reflex is coordinated in the swallowing centre of the medulla; afferents arrive by the glossopharyngeal and vagus nerves and efferents leave by the nucleus ambiguus.
  2. The airway is closed, not merely covered. The vocal cords adduct, the aryepiglottic folds close, the larynx is pulled up and forward under the tongue base, and only then does the epiglottis tilt over the inlet. Breathing stops for 1 to 2 seconds.
  3. Two sphincters, and only one is anatomical. The upper is cricopharyngeus, a named skeletal muscle. The lower has no discrete muscle to dissect and is identified by a high-pressure zone on manometry, which is what “physiological sphincter” means.
  4. Two muscular components, two different nerves. Intrinsic oesophageal smooth muscle on the vagus, and the crural diaphragm on the phrenic. An answer naming one has described half the sphincter.
  5. Barrier pressure = sphincter pressure − intragastric pressure. About 15 to 25 mmHg. Competence is the difference, so it falls either because the sphincter weakens or because the stomach pushes harder.
  6. Transient relaxations are normal. Vagally mediated, unrelated to swallowing, triggered by fundal distension, and the route by which most physiological reflux occurs. They are the dominant mechanism of reflux in obesity, not a low resting tone.
02

Deglutition

The oral and pharyngeal phases

One voluntary act that triggers an involuntary sequence which cannot then be stopped.
Supplied reference diagram — see note below

A swallow, panel by panel

Four mid-sagittal panels of the head and neck through a swallow. The first shows the bolus in the oral cavity with the hard palate, soft palate, uvula, tongue, oropharynx, epiglottis, hyoid, larynx, vocal folds, upper oesophageal sphincter, trachea and oesophagus labelled. The second shows the soft palate elevated against the nasopharynx and the larynx and hyoid pulled upwards. The third shows the epiglottis tilted over the laryngeal inlet with the vocal folds adducted and the upper oesophageal sphincter relaxing. The fourth shows the bolus descending the oesophagus ahead of a peristaltic wave.

Three defects in the supplied artwork, none of which changes the physiology. Panel 1 carries the label “Soft palate” twice. In panel 3, the “Upper oesophageal sphincter relaxes” leader ends on the bolus rather than on the sphincter itself. And the figure is named for three phases but draws four panels: airway protection is an expansion of the pharyngeal phase, not a fourth phase of its own.

Four mid-sagittal sections of the head and neck. Panel one, the oral phase, is fully labelled: hard palate, soft palate, uvula, tongue, oropharynx, epiglottis, hyoid bone, larynx with its vocal folds, upper oesophageal sphincter, trachea and oesophagus, with the bolus held against the hard palate by the tongue. Panel two, the pharyngeal phase, shows the soft palate elevated to close the nasopharynx and the hyoid and larynx pulled upwards and forwards, with arrows marking both movements. Panel three shows airway protection: the epiglottis tilted down over the laryngeal inlet, the vocal folds adducted, and the upper oesophageal sphincter relaxing to admit the bolus. Panel four, the oesophageal phase, shows the bolus descending the oesophagus with arrows marking the peristaltic wave behind it.

Four mid-sagittal panels of the head and neck through a swallow. The first shows the bolus in the oral cavity with the hard palate, soft palate, uvula, tongue, oropharynx, epiglottis, hyoid, larynx, vocal folds, upper oesophageal sphincter, trachea and oesophagus labelled. The second shows the soft palate elevated against the nasopharynx and the larynx and hyoid pulled upwards. The third shows the epiglottis tilted over the laryngeal inlet with the vocal folds adducted and the upper oesophageal sphincter relaxing. The fourth shows the bolus descending the oesophagus ahead of a peristaltic wave.
PhaseControlWhat happensNerves
OralVoluntaryThe tongue forms the bolus and drives it up against the hard palate and back into the oropharynx. Receptors in the posterior pharyngeal wall and soft palate then trigger the reflex, and from that moment the sequence cannot be interrupted.Afferent: glossopharyngeal. Efferent: hypoglossal to the tongue, trigeminal to the muscles of mastication
PharyngealInvoluntaryThe nasopharynx is closed by the soft palate, the larynx is closed and elevated, the pharyngeal constrictors contract in sequence, and cricopharyngeus relaxes and then tightens behind the bolus. Respiration is inhibited throughout.Afferent: glossopharyngeal and vagus to the nucleus tractus solitarius. Efferent: nucleus ambiguus by vagus and glossopharyngeal
OesophagealInvoluntaryThe upper sphincter closes behind the bolus and the lower sphincter relaxes ahead of it. A primary peristaltic wave carries the bolus down; a secondary wave clears anything left behind.Vagus for the primary wave; the enteric nervous system alone for the secondary wave
03

Deglutition

How the airway is protected

Four mechanisms in sequence, and the epiglottis is the last and least important of them.

The commonest wrong answer here is “the epiglottis covers the larynx”, as though that were the mechanism rather than the last step of it. Patients whose epiglottis has been removed can still swallow safely. What actually protects the airway is a sequence, and it works from the inside out.

  1. The vocal cords adduct, closing the glottis. Lateral cricoarytenoid, and the oblique and transverse arytenoids, all supplied by the recurrent laryngeal nerve.
  2. The aryepiglottic folds adduct, closing the laryngeal inlet above the cords. A second seal, above the first.
  3. The larynx and hyoid are pulled upwards and forwards, by the digastric and stylohyoid. This tucks the laryngeal inlet under the base of the tongue and out of the bolus’s path, and it simultaneously opens the upper oesophageal sphincter by traction.
  4. The epiglottis tilts down over the inlet, deflecting the bolus laterally into the piriform fossae. This is a diversion, not a lid.
  5. Respiration is inhibited for 1 to 2 seconds. Deglutition apnoea is brief enough to go unnoticed, and it means that no inspiratory effort can draw the bolus towards the cords at the moment they are most exposed.
04

Deglutition

The oesophageal phase

Two kinds of peristaltic wave, generated by two different mechanisms, doing two different jobs.
Primary peristalsisSecondary peristalsis
TriggerThe swallow itselfDistension of the oesophageal wall by a bolus left behind
Generated byThe medullary swallowing centre, through the vagusThe enteric nervous system alone
RunsFrom the top of the oesophagus to the lower sphincter, whether or not there is a bolus in front of itFrom wherever the residual bolus is
PurposeDeliveryClearance, including of refluxed material
Survives vagotomyNo, in the striated upper thirdYes

Two velocities are worth carrying because they explain why the pharyngeal phase feels instantaneous and the oesophageal phase does not. The bolus crosses the pharynx at about 30 cm/s and the oesophagus at about 3 cm/s. Gravity moves fluids faster than this in the upright position, which is why a drink reaches the stomach before the peristaltic wave does, and why swallowing works upside down but more slowly.

05

The sphincters

The upper oesophageal sphincter

A named muscle with a resting pressure an order of magnitude higher than the sphincter everyone worries about.

The upper oesophageal sphincter is cricopharyngeus, the lowest and most horizontal part of the inferior constrictor, reinforced by the inferior constrictor proper and the circular muscle of the upper oesophagus. It lies at the level of the cricoid cartilage. It is skeletal muscle, so it is an anatomical sphincter in a way the lower one is not: you can find it, name it and dissect it.

Its job is bidirectional. It stops air entering the oesophagus during inspiration, and it stops oesophageal contents entering the pharynx. It relaxes during the pharyngeal phase — partly by active inhibition, partly by the traction of laryngeal elevation — and then contracts behind the bolus. Because it is skeletal muscle it has tone only while the patient is awake: it relaxes in sleep and under anaesthesia, which is why regurgitated material that reaches the oesophagus of an anaesthetised patient meets no upper barrier at all.

06

The sphincters

The lower oesophageal sphincter

A high-pressure zone rather than a muscle, with two components on two different nerves, and three anatomical features that do as much work as the muscle does.
Supplied reference diagram

The gastro-oesophageal junction, and the two pressures that meet there

Coronal section of the gastro-oesophageal junction showing the oesophagus descending through the oesophageal hiatus, the right crus of the diaphragm encircling it, the phreno-oesophageal ligament anchoring it, the intra-abdominal segment of oesophagus, the angle of His where it meets the gastric fundus, and the mucosal rosette. A blue arrow marks lower oesophageal sphincter pressure acting downwards and a red arrow marks intragastric pressure acting upwards. An inset shows the mucosal rosette in cross-section.

A coronal section through the gastro-oesophageal junction. The oesophagus descends from the top, passing through the oesophageal hiatus in the diaphragm, where the right crus is shown encircling it as a sling. The phreno-oesophageal ligament is drawn anchoring the oesophagus to the diaphragm. Below the hiatus, the intra-abdominal segment of oesophagus enters the stomach at the angle of His, an acute angle between the oesophagus and the gastric fundus, with the mucosal rosette at the junction itself. A blue arrow within the lumen points downwards, labelled lower oesophageal sphincter pressure; a red arrow rising from the gastric lumen points upwards, labelled intragastric pressure. An inset panel at upper right shows the mucosal rosette in cross-section as radiating folds occluding the lumen.

Coronal section of the gastro-oesophageal junction showing the oesophagus descending through the oesophageal hiatus, the right crus of the diaphragm encircling it, the phreno-oesophageal ligament anchoring it, the intra-abdominal segment of oesophagus, the angle of His where it meets the gastric fundus, and the mucosal rosette. A blue arrow marks lower oesophageal sphincter pressure acting downwards and a red arrow marks intragastric pressure acting upwards. An inset shows the mucosal rosette in cross-section.
ComponentWhat it isNerveWhat it contributes
Intrinsic sphincterTonically contracted circular smooth muscle of the distal 2 to 4 cmVagusThe resting tone, which is largely myogenic and increases when the muscle is stretched
Crural diaphragmThe right crus, slung around the oesophagus at the hiatusPhrenicA phasic external pinch that tightens on inspiration and on any expulsive effort — a feed-forward mechanism, since the act that raises the challenge also raises the defence
Angle of HisThe acute angle at which the oesophagus enters the fundusA flap valve, reinforced as the fundus distends
Intra-abdominal segmentThe short length of oesophagus below the hiatusExposed to intra-abdominal pressure, so it is compressed by the same pressure that would otherwise force contents up it
Phreno-oesophageal ligamentThe fascial attachment of oesophagus to diaphragmHolds the intrinsic sphincter at the level of the crus, so the two components act together
Mucosal rosetteRedundant mucosal folds at the junctionOccludes the last millimetre of lumen

The five-component list matters more than any single one of them, because it is what makes a hiatus hernia intelligible. A hiatus hernia removes three of the five at once: the intrinsic sphincter is displaced above the hiatus so it no longer acts at the same level as the crus, the intra-abdominal segment is lost, and the angle of His is straightened. The muscle itself may be entirely normal.

A swallow-related relaxation is a different event. The sphincter relaxes 1 to 2 seconds after the swallow begins, stays relaxed for 8 to 9 seconds, and then contracts 1 to 15 mmHg above its resting tone for 10 to 15 seconds before settling. Both relaxations are mediated by the same transmitters: nitric oxide and vasoactive intestinal peptide, released from the inhibitory non-adrenergic non-cholinergic neurones of the myenteric plexus.

07

Control

What sets and changes sphincter tone

Classify before you list. Five groups, and every factor has a direction — a set of headings with items under them is a better answer than the same facts unordered.

Resting tone is largely myogenic: the muscle maintains a contractile state independent of neural input, and increases it when stretched. Everything below modulates that baseline. The five groups are the structure of the answer, and giving both directions within each group matters more than the length of any one list.

Mechanical

FactorDirectionMechanism
Intra-abdominal segment of oesophagusRaises toneA segment exposed to intra-abdominal pressure is closed by it; the longer the segment, the more self-sealing the junction.
Angle of His and the mucosal rosetteRaises toneFlap-valve effect, reinforced as the fundus distends.
Crural diaphragmRaises toneContracts as part of inspiration and of any expulsive effort, so the extrinsic sphincter tightens at the moment intra-abdominal pressure rises.
Hiatus herniaLowers toneSeparates the intrinsic sphincter from the crus so the two no longer act at one level, and abolishes both the angle of His and the intra-abdominal segment.
Gastric distensionLowers toneRaises intragastric pressure and triggers transient relaxations through vagal stretch afferents.
Raised intra-abdominal pressureLowers barrier, tone unchangedObesity, ascites, pneumoperitoneum, lithotomy and head-down positioning raise the subtrahend without touching the sphincter.
Supine postureLowers barrier, tone unchangedRemoves the gravitational assistance keeping gastric contents below the junction. Head-up is protective at induction.
Nasogastric tubeLowers toneSplints the sphincter open across its lumen.

Neural

FactorDirectionMechanism
Vagal cholinergic excitationRaises toneAcetylcholine at M3 receptors on the smooth muscle, through myenteric neurones. Maintains resting tone; vagotomy reduces it.
Non-adrenergic non-cholinergic inhibitionLowers toneNitric oxide and vasoactive intestinal peptide. The principal relaxant pathway, and the mechanism of both swallow-induced and transient relaxations.
Sympathetic alpha-adrenergic activityRaises toneNoradrenaline at alpha-adrenoceptors.
Sympathetic beta-adrenergic activityLowers toneBeta-adrenoceptor stimulation relaxes the sphincter.

Hormonal

FactorDirectionMechanism
GastrinRaises toneReleased as the meal arrives; prepares the stomach to receive and hold food.
MotilinRaises toneDrives the fasting migrating motor complex.
SecretinLowers toneReleased by duodenal acid, and slows the stomach once the meal has moved on.
CholecystokininLowers toneReleased by duodenal fat.
GlucagonLowers toneNamed by both textbook sources among the relaxant hormones.
Vasoactive intestinal peptideLowers toneThe relaxant transmitter, acting locally rather than as a circulating hormone.
Gastric inhibitory peptideLowers toneReleased by duodenal glucose and fat.
Progesterone and oestrogenLowers toneThe hormonal half of the fall in barrier pressure in pregnancy and in the luteal phase.

Luminal and dietary

FactorDirectionMechanism
Gastric acidificationRaises toneA negative-feedback loop: acid near the junction tightens the sphincter that keeps it out. Alkalinisation reduces tone.
A protein mealRaises toneThrough gastrin release.
Fat, chocolate, caffeine, alcohol, peppermintLowers toneFat acts through cholecystokinin; chocolate and peppermint act directly on smooth muscle.
SmokingLowers toneLowers tone and reduces salivary bicarbonate, so refluxate is cleared less well.

Physiological state

FactorDirectionMechanism
PregnancyLowers toneProgesterone lowers tone and the gravid uterus raises intragastric pressure. Both terms of the subtraction move the wrong way.
ObesityLowers barrier, tone unchangedRaised intra-abdominal pressure, more frequent transient relaxations, and a high prevalence of hiatus hernia.
The neonateLowers toneShort intra-abdominal segment, obtuse angle of His, immature sphincter. Hence physiological regurgitation.
Autonomic neuropathyLowers toneVagal denervation lowers tone, and gastroparesis raises residual volume.
Systemic sclerosisLowers toneSmooth muscle replaced by fibrous tissue, so the sphincter cannot generate tone.
AchalasiaRaises toneLoss of the inhibitory NANC neurones leaves the sphincter hypertensive and non-relaxing above a full oesophagus. High tone here is a hazard, not a protection.
08

The subtraction

Barrier pressure

The single most useful idea in this lesson, and the one that separates a complete answer from a partial one.

Stated as absolute pressures, the sphincter sits at about 20 to 30 mmHg against an intragastric pressure of about 5 to 10 mmHg, and the two framings agree once the subtraction is done. Lead with the difference: it is the quantity that determines whether anything moves, and one published source gives two different absolute ranges for the sphincter two pages apart, which is on its own a reason not to quote an absolute as though it were settled.

0102030Pressure (mmHg)17 mmHgNormalCompetent7 mmHgClass 3 obesityTone unchanged2 mmHgObesity + hiatusherniaTone lost as well6 mmHgTerm pregnancyBoth terms moveSphincter pressureIntragastric pressureBarrier pressure
Competence lost four ways, only two of which involve the sphincterThe second column is the point. Sphincter pressure is identical to the normal column, and yet the barrier has fallen by more than half, purely because intragastric pressure rose. Only in the third column, once a hiatus hernia has separated the intrinsic sphincter from the crus, does the tone itself fall as well. The fourth is the one state where both terms move the wrong way at once: progesterone lowers the tone while the gravid uterus raises the gastric pressure. The pregnancy column plots the stated direction of each change rather than a measured value, because the sources give directions rather than numbers for it.
09

Applied

Reflux in health and disease

Reflux is a normal event. Reflux disease is what happens when its frequency, its duration or its consequences exceed what the oesophagus can clear.

Everybody refluxes. Physiological reflux occurs mainly during transient sphincter relaxations, and it is cleared by three mechanisms: secondary peristalsis, which strips the refluxate back into the stomach; gravity, in the upright position; and swallowed saliva, whose bicarbonate neutralises what is left. All three fail at night, in the supine position, which is why symptoms are nocturnal and why smoking — which reduces both sphincter tone and salivary bicarbonate — makes reflux disease worse by two mechanisms at once.

MechanismHow it failsExample
Increased transient relaxationsMore frequent vagally mediated relaxations, each an open sphincter for 10 to 45 secondsObesity — the dominant mechanism, with resting tone often normal
Raised intragastric pressureThe subtrahend rises; barrier falls with the tone unchangedObesity, pregnancy, ascites, bowel obstruction, pneumoperitoneum, lithotomy and head-down positioning
Lost anatomical componentsThe intrinsic sphincter is displaced above the crus, and the angle of His and the intra-abdominal segment go with itHiatus hernia
Reduced sphincter toneThe muscle cannot generate the pressureSystemic sclerosis, autonomic neuropathy, the neonate
Failed clearanceRefluxate stays in contact with the mucosa for longerSupine posture, impaired secondary peristalsis, reduced salivary bicarbonate
10

Applied

The parturient

The one physiological state in which every component of the barrier moves the wrong way at the same time — and one commonly asserted change that does not happen.
ChangeMechanismWhen
Reduced lower oesophageal sphincter toneProgesterone-induced smooth muscle relaxation reduces sphincter tone, so it becomes incompetent.Pregnancy
Mechanical change at the gastro-oesophageal junctionThe gravid uterus displaces the stomach and diaphragm upwards, reducing the acute angle at which the oesophagus passes the diaphragm and shortening the intra-abdominal segment.Third trimester
Raised intragastric pressureThe gravid uterus raises intra-abdominal and therefore intragastric pressure.Third trimester
Increased gastric volume and reduced gastric pHThe placenta secretes gastrin from about the fifteenth week of gestation, so aspiration causes a greater degree of lung injury.From 15 weeks
Delayed gastric emptyingGastric emptying is unaffected by pregnancy itself. It is significantly delayed in labour, and opioids given for analgesia delay it further.Labour
Reduced functional residual capacity and raised oxygen consumptionNot a gastrointestinal change, but it is why an aspiration in this population is less survivable: desaturation is faster and the margin for a difficult intubation is shorterThird trimester
11

Applied

Anaesthesia, drugs and cricoid pressure

Almost everything given at induction lowers the barrier. Two things raise it, and one of the two is the one most people assume lowers it.
Drug or classEffectMechanism
MetoclopramideRaises toneProkinetic; raises tone and speeds gastric emptying.
SuxamethoniumRaises toneRaises sphincter tone more than it raises intragastric pressure, so the barrier is preserved or slightly increased despite fasciculation.
AnticholinesterasesRaises toneNeostigmine and edrophonium, through increased acetylcholine at M3.
Volatile agentsLowers toneDirect smooth-muscle relaxation.
Propofol and thiopentoneLowers toneLower tone at induction, when the airway is least protected.
OpioidsLowers toneLower tone and delay gastric emptying at the same time.
AnticholinergicsLowers toneAtropine and glycopyrronium, by blocking the M3 excitation that maintains tone.
Non-depolarising neuromuscular blockersNo significant effectThe sphincter is smooth muscle. This is why the choice of relaxant at a rapid sequence induction is argued on onset time rather than on the barrier.

The pattern is otherwise consistent and unhelpful. Volatile agents, propofol, thiopentone, opioids and anticholinergics all reduce tone, and they do it at exactly the moment the airway reflexes of section 03 are being abolished. Positioning works the same way: the supine position removes the gravitational assistance that keeps gastric contents below the junction, and lithotomy and head-down positioning raise intra-abdominal pressure on top of that. A head-up induction is protective on both counts.

12

Consolidation

The lesson in one paragraph

Swallowing has three phases, of which only the oral is voluntary; once the bolus stimulates the posterior pharynx the sequence is a reflex coordinated in the medulla, with afferents by the glossopharyngeal and vagus nerves to the nucleus tractus solitarius and efferents from the nucleus ambiguus. The airway is protected by five things in sequence — cord adduction, aryepiglottic closure, laryngeal elevation under the tongue base, epiglottic deflection, and 1 to 2 seconds of deglutition apnoea — and general anaesthesia abolishes all of them, which is why aspiration is a problem of induction and emergence. The upper sphincter is cricopharyngeus, a named skeletal muscle with a high and very variably reported resting pressure, which loses its tone in sleep and under anaesthesia. The lower sphincter is physiological: the smooth muscle of the distal 2 to 4 cm does thicken, but there is no discrete sphincter to dissect, and it is identified by a high-pressure zone on manometry. It has two muscular components on two nerves — intrinsic smooth muscle on the vagus, crural diaphragm on the phrenic — supported by the angle of His and its flap valve, the intra-abdominal segment, the phreno-oesophageal ligament and the mucosal rosette, three of which a hiatus hernia removes at once. Barrier pressure is sphincter pressure minus intragastric pressure, about 15 to 25 mmHg, and because competence is the difference it can be lost with the tone entirely unchanged. Tone itself is largely myogenic and is modulated by five groups of factor — mechanical, neural, hormonal, luminal and dietary, and physiological state — each with factors in both directions: vagal cholinergic excitation against non-adrenergic non-cholinergic inhibition by nitric oxide and vasoactive intestinal peptide, alpha-adrenergic against beta-adrenergic, gastrin and motilin against secretin, cholecystokinin, glucagon, vasoactive intestinal peptide, gastric inhibitory peptide and progesterone. Transient sphincter relaxations, lasting 10 to 45 seconds and triggered by fundal distension, are normal vagal physiology and the route of most physiological reflux; their increased frequency, rather than a low resting tone, is the dominant mechanism in obesity. Pregnancy is the one state in which both terms of the subtraction move together — progesterone lowers the tone while the gravid uterus raises the gastric pressure — with placental gastrin adding volume and acidity from about the fifteenth week; gastric emptying is unaffected by pregnancy and delayed in labour, where opioids delay it further. At induction almost every agent lowers the barrier, with suxamethonium and the anticholinesterases the exceptions that raise it and the non-depolarisers having no effect at all.

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