SAQPhysiologyNeurophysiologyOctober 2021 · Consciousness and sleep

Question bank · October 2021 · Physiology

Eight marks for physiological changes,
not for describing the stages of sleep.

Show the model answerAttempt it first — that is what makes it stick

(a) Define consciousness, and the processes that bring it about 2 marks

What earns the marks2 marks

A clear definitionA sentence, separating arousal from awareness
Reticular formationThe brainstem substrate
Ascending reticular activating systemBoth pathways, with their nuclei and transmitters
ThalamusThe gate — tonic against burst firing
CortexThe content, requiring intact connectivity

Commonly lost: Many gave a one-word definition. And asked for the processes, some described the types of sleep instead.

ComponentWhat it isAnatomyDissociation that proves it
Arousal (level)Wakefulness — a continuum from alertness through drowsiness to comaBrainstem and thalamusVegetative state: arousal present, awareness absent
Awareness (content)What is experienced — perception, memory, emotion, self-recognitionCerebral cortex and its connectionsLocked-in syndrome: both intact, motor output gone

The processes, working upward

Original teaching diagram

The ascending arousal system and its two routes to the cortex

Arousal is not generated by one nucleus but by a distributed brainstem and hypothalamic network, each component with its own transmitter. Two pathways leave it. The dorsal route runs through the thalamus, principally the intralaminar and reticular nuclei, and gates the flow of sensory information to cortex. The ventral route bypasses the thalamus through the hypothalamus and basal forebrain to reach cortex directly.

Every sedative drug you use acts somewhere on this diagram, which is the practical reason for learning it: dexmedetomidine at the locus coeruleus, antihistamines at the tuberomammillary nucleus, propofol and the benzodiazepines by enhancing GABAergic inhibition of the whole system, and orexin — whose loss causes narcolepsy — stabilising the switch between wake and sleep.

Ascending arousal systemLocus coeruleusNoradrenaline · ponsRaphe nucleiSerotonin · midline brainstemTuberomammillary nucleusHistamine · posterior hypothalamusVentral tegmental areaDopamine · midbrainPPT and LDT nucleiAcetylcholine · pontine tegmentumLateral hypothalamusOrexin (hypocretin) · stabilises the switchThalamusgateDorsal routeVentral routebasal forebrainCerebral cortexDorsal route relays in the thalamus and gates sensory throughput; the ventral route reaches cortex directly.
LevelStructureTransmitterContribution
Brainstem coreReticular formation, rostral pons and midbrainReceives collaterals from every ascending sensory pathway, so any strong stimulus of any modality arouses
Dorsal pathwayPedunculopontine and laterodorsal tegmental nuclei, relaying through the thalamusAcetylcholineThalamic route to cortex
Ventral pathwayLocus coeruleus / raphe / tuberomammillary / ventral tegmental area / lateral hypothalamus, via hypothalamus and basal forebrainNoradrenaline / serotonin / histamine / dopamine / orexinBypasses the thalamus, reaching cortex directly
The gateThalamus; rhythm imposed by the GABAergic thalamic reticular nucleusAll modalities except olfaction relay here. Tonic mode transmits; hyperpolarised burst mode does not
ContentCerebral cortexRequires intact thalamocortical and corticocortical connectivity to integrate input into one experience

Clinical corollary. The arousal system is compact and paired in the rostral brainstem, so a small bilateral lesion abolishes consciousness; the cortex is large and distributed, so even extensive unilateral damage leaves it intact.

(b) Physiological changes in the two types of sleep 8 marks

What earns the marks8 marks · the bulk of the question

Organising ideaNon-REM = quiet brain, movable body. REM = active brain, paralysed body
CerebralMetabolism and flow fall in non-REM, equal or exceed awake in REM
CardiovascularStable fall in non-REM; unstable with sympathetic surges in REM
RespiratoryRegular and reduced in non-REM; irregular and diaphragm-dependent in REM
Muscle toneReduced in non-REM; atonia in REM
ThermoregulationMaintained at a lower set point in non-REM; suspended in REM
EndocrineGrowth hormone in slow-wave sleep; cortisol nadir then morning rise
OtherRenal, gastrointestinal, autonomic balance

Commonly lost: Many described sleep patterns and stages rather than the physiological changes asked for — the same mistake as in part (a). Most gave only the changes common to both types, and knowledge was superficial.

SystemNon-REMREM
CerebralMetabolic rate and blood flow fall, by up to about 25% in slow-wave sleep. EEG synchronised — slow, high-voltageMetabolic rate and blood flow equal or exceed the awake value. EEG desynchronised, fast, low-voltage — hence paradoxical sleep
CardiovascularHeart rate, blood pressure and cardiac output fall steadily; vagal predominance. Stable and regularMarked variability with sympathetic surges. Greatest risk period for myocardial ischaemia and arrhythmia
RespiratoryRate and tidal volume fall; minute ventilation falls 10-15%; PaCO₂ rises 0.5-1 kPa (about 3-8 mmHg). Chemoreceptor sensitivity reduced. RegularIrregular in rate and depth. Chemoreceptor and load responses further blunted. Accessory and intercostal contribution lost — ventilation becomes diaphragm-dependent
Upper airwayPharyngeal dilator tone reduced but presentDilator tone markedly reduced or lost — obstructive events longest, desaturation deepest
Muscle toneReduced; posture maintained, movement occursAtonia except diaphragm and extraocular muscles. Actively produced: pontine REM-on neurons drive medullary interneurons that hyperpolarise spinal α motor neurons
ThermoregulationMaintained around a lower set point. Shivering and sweating both occurEffectively suspended — poikilothermic. Neither shivering nor sweating; core temperature drifts with ambient
EndocrineGrowth hormone peaks in slow-wave sleep, early in the night. Prolactin rises; cortisol at its nadirCortisol rises towards the morning peak; testosterone peaks
Renal / gastrointestinalUrine output falls and concentrates; gastric acid secretion continuesReduced gut motility; swallowing and salivation reduced
Autonomic balanceParasympathetic predominance throughoutUnstable — phasic sympathetic bursts on a parasympathetic background
OtherPupils constricted. Night terrors, sleepwalking and enuresis arise herePenile or clitoral tumescence. Vivid dreaming, recalled if woken from it

The architecture, in one paragraph

Original teaching diagram · representative night

A normal young-adult hypnogram

Four features to be able to draw. Sleep is entered through non-REM stage 1, never directly into REM. The first descent is the deepest, with the long block of slow-wave sleep in the first third of the night. The cycle repeats at roughly 90-minute intervals, giving four to six REM periods a night. And the balance shifts across the night: slow-wave sleep dominates early and REM periods lengthen towards morning, so the last REM period is the longest and often ends in waking.

Brief arousals are normal and are drawn. In an adult, REM occupies about a quarter of total sleep time — half in the full-term neonate, and falling again in old age. This is a representative night: no source publishes a per-minute trace, so the shape encodes the stated timings rather than measured data.

WAwakeREMN1Non-REM 1N2Non-REM 2N3Non-REM 3 (slow wave)012345678Hours from sleep onsetSlow-wave sleep is front-loaded; REM periods lengthen towards morning.
  • Sleep is entered through non-REM: N1 (theta), N2 (defined by sleep spindles and K complexes), N3 (slow-wave, high-voltage delta).
  • Cycles with REM about every 90 minutes, four to six times a night.
  • Adult proportions approximately N1 5%, N2 45%, N3 25%, REM 25%.
  • Slow-wave sleep is front-loaded; REM periods lengthen towards morning.

Commonly lost: This is context, not the answer. Give it in a few lines and spend the marks on the table above.

Anaesthetic relevance, if marks remain

PointWhy it follows from the physiology
Sleep is not anaesthesiaSleep is reversible by sensory stimulation and homeostatically regulated, so a debt accumulates and is repaid. Anaesthesia is neither
OSA is worst in REMThat is where pharyngeal dilator tone is lost most completely
Postoperative REM reboundREM and slow-wave sleep are suppressed on nights 1-2 by pain, opioids and the stress response, then rebound on nights 3-5 — which is why hypoxaemic and ischaemic events cluster on nights 2-4
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